Merchant Banking Services

INTRODUCTION:

Track Record of Public Issues managed.

Canara Bank is one of the leading " Merchant Bankers / Investment Bankers” in India, offering specialized services related to Capital Market to Banks, PSUs, State owned Corporations, Local Statutory bodies, Corporate sector including MSMEs.

We are SEBI registered Category I Merchant Banker (holding permanent certificate of registration) rendering Issue Management (Public / Rights / Private Placement Issues), Underwriting, Consultancy and Corporate Advisory Services etc, as a Capital Market Intermediary.

We also hold SEBI Certificate of Permanent Registration to handle “Bankers to an Issue” assignments with network of exclusive Capital Market Service Branches for handling Collecting (Escrow)/Refund/Paying Banker assignments. We are also a Self-Certified Syndicate Bank for extending Application Supported by Blocked Amount (ASBA) facility through our Branches.

We do undertake "project appraisals" with linkage to resource raising plans from Capital Market/ Debt Markets and facilitate tie-ups with Banks / Financial Institutions and Potential Investors.

Our uniqueness is in extending services through single window / “In house” concept in the following areas:

1. Merchant Banking

2. Commercial Banking

3. Investments

4. Bankers to Issue - Escrow Bankers / ASBA

5. Underwriting

6. Loan Syndication

As leading Merchant Bankers in India, we have been associating with issues involving various types of industries, banks, statutory Bodies etc. and have an edge in handling Private Placement issues – both retail & HNIs/QIBs.

SPECTRUM OF SERVICES:

· Equity Issue Management (Public/Rights)

· Debt Issue Management

· Project Appraisals

· Monitoring Agency Assignments

· Security Trustee Services

· Buy Back Assignments

· Share Valuations

· Employees Stock Option Scheme - Certification

· Debenture Trusteeship

· Issuing & Paying Agent (IPA) for Commercial Paper Issues

ISSUE MANAGEMENT SERVICES:

· Project Appraisal

· Capital structuring

· DRHP/RHP- Compilation of Offer Document.

· Tie-ups (placement)

· Formalities with SEBI / Stock Exchange / ROC etc.,

· Underwriting

· Promotion /Marketing of Issues

· Collecting Banker / Banker to an issue

· Post Issue Management

· Refund Bankers

· Debenture Trusteeship

· Registrar & Transfer Agency (our Subsidiary)

· ASBA-Self Certified Syndicate Bank

ONGOING ASSIGNMENTS:

· On tap Retail Private Placement Bond Issues- Arrangers/ Collecting Bankers.

· Fair Market Valuation of Shares (Involving Indian and Foreign Accounting Standards).

A S B A [Applications Supported by Blocked Amount] Enabled SCSB

Applications Supported by Blocked Amount [ASBA] is an initiative by SEBI to make the process of Subscription to Capital Issues (Primary) more efficient. Under this system, the application money will remain in the account of the customer, earning interest till the allotment process is completed.

We offer this facility to our CASA account holders intending to invest in capital issues (both public and right issues).

A hold is created in the account of the customer to the extent of value of shares applied for in the primary market and the hold is released after the finalization of Basis of Allotment. The blocked amount is transferred to the issuer company to match the quantum of shares allotted.

The following are the requirement for applying through the ASBA process by the Account holder:

· Account holder / Investor should be from the approved category eligible to apply as per SEBI guidelines.

· Should have a Savings / Current account (CASA) with us linked with Permanent Account Number (PAN).

· Should have a Demat Account with a Depository Participant linked with same PAN number.

· CASA account and Demat Account both should linked with same PAN.

· Availability of sufficient balance in the account for creating a hold in the account to the extent of application money required/mentioned in the ASBA application, above the minimum balance.

The following options are available to the ASBA investor:

· As per SEBI guidelines, Investor shall use only his/her own bank account linked with Permanent Account Number (PAN) to make an application in public issues.

· Applications made using third party bank account or using third party linked bank account are liable for rejection. In other words, the applicant and the account holder should be the same and PAN should match.

· ASBA Application can be submitted at our branches.

· ASBA applications can also be submitted through intermediary by using UPI linked Bank account.

· Option available to the investor to revise the bid/delete the bid within the bidding period.

• ASBA facility extended for internet customers. Login to Net Banking> Under Main Menu> >Invest and Ensure >E-ASBA > Issues which are open will pop up.

• ASBA facility extended for HUF Accounts. Login to Net Banking> Under Main Menu> Other Services >E-ASBA > Issues which are open will pop up.

· Minor accounts (Product Code.120 & 231) and Small Savings Bank Accounts (Product code.127& 232) are not eligible for investing in IPOs/Rights Issue/ Debt Issue through ASBA.

· Time limit for Non Institutional Investors/HNI/QIB (application amount is more than Rs 2.00 Lakhs) @ 3.30pm and for retail Individual Bidders i.e. application amount up to Rs 2.00 Lakhs @ 4.30pm on issue closing day for all channels.

To download ASBA application forms, visit following websites:

nseindiaipo.com
bseindia.com

(NSE - Forms available at bottom of the page after clicking on the respective company/Issuer)

(BSE - Forms available on left hand side after clicking on the respective company/Issuer)

INVESTMENT OPPORTUNITY IN 54 EC CAPITAL GAINS TAX EXEMPTION

1. RURAL ELECTRIFICATION CORPORATION (SERIES XVI) FY 2022-23

2. INDIAN RAILWAY FINANCE CORPORATION (SERIES VI) FY 2022-23

3. POWER FINANCE CORPORATION (SERIES VI) FY 2022-23

FOR FURTHER INFORMATION / APPLICATION FORMS VISIT THEIR WEB SITESwww.recindia.nic.in,www.irfc.co.inandwww.pfcindia.comrespectively.

WE ARE “ARRANGERS” and “COLLECTING BANKERS “to the CAPITAL GAIN Bond Issues. (Private placement)

FOR ADDITIONAL INFORMATION PLEASE CONTACT CORPORATE MERCHANT BANKING DIVISION, H.O /OUR MBDs/CMSBs as per details below:

MERCHANT BANKING SETUP:

CAPITAL MARKET SERVICE BRANCHES:

For status of Bonds after submitting of application Investors may contact Registrars / Company.

Click here for the List of Collecting Branches for investment in 54EC Capital Gain Bond Issues

Annexure –B

1)Investors ComplaintsDataon IPO/FPO/RI/SME IPO etc for month ending – Dec 2022

Trend of monthly disposal of complaints (for 6 months on rolling basis):

^ Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.

*Inclusive of complaints of previous months resolved in the current month.

#Inclusive of complaints pending as on the last day of the month.

Trend of annual (Calendar year) disposal of complaints (For 5 years on rolling basis)

2)Investors complaints’ data on Debt Market for month endingDec 2022

Trend of monthly disposal of complaints for the financial year:

^ Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.

*Inclusive of complaints of previous months resolved in the current month.

# Inclusive of complaints pending as on the last day of the month.

Trend of annual (financial year) disposal of complaints (for 3 years on rolling basis):

3)InvestorsComplaintsDataon Pvt Placement-Municipal debt securities for month ending – Dec 2022

Trend of monthly disposal of complaints for the financial year:

^ Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.

*Inclusive of complaints of previous months resolved in the current month.

#Inclusive of complaints pending as on the last day of the month.

Last 3 years’ trend

4)Investors’ Charter-Investor Complaints for public offers by REITs and InvITsInvestorsComplaintsDataon public Offers by REITs and InvITs for month endingDec - 2022

Monthly trend for the financial year:

^ Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.

*Inclusive of complaints of previous months resolved in the current month.

# Inclusive of complaints pending as on the last day of the month.

Last 3 years’ trend