AN INTRODUCTION :

Track Record of Public Issues managed

Canara Bank is one of the leading " Merchant Bankers / Investment Bankers” in India, offering specialized services related to Capital Market to Banks, PSUs, State owned Corporations, Local Statutory bodies and Corporate sector.

We are SEBI registered Category I Merchant Banker (holding permanent certificate of registration) rendering   Issue Management (Public / Rights / Private Placement Issues), Underwriting, Consultancy and Corporate Advisory Services etc as a Capital Market Intermediary.

We also hold SEBI Certificate of Registration to handle “Bankers to an Issue” assignments with network of exclusive Capital Market Service Branches and Designated Branches to handle ASBA applications, Collecting (Escrow) / Refund / Paying Banker assignments.

We do undertake "project appraisals" with linkage to resource raising plans from Capital Market/ Debt Markets and facilitate tie-ups with Banks / Financial Institutions and Potential Investors.

Our uniqueness is in extending services through single window / “In house” concept in the following areas: :

1. Merchant Banking
2. Commercial Banking
3. Investments
4. Bankers to Issue - Escrow Bankers / ASBA [SCSB ]
5. Underwriting
6. Loan Syndication

As leading Merchant Bankers in India, we have been associating with issues involving various types of industries, banks, statutory Bodies etc. and have an edge in handling Private Placement issues – both retail & HNIs/QIBs.

SPECTRUM OF SERVICES:

• Equity Issue Management (Public/Rights)
• Debt Issue Management
• Structured Placements
• Project Appraisals
• Monitoring Agency Assignments
• IPO Funding
• Security Trustee Services
• Agriculture Consultancy Services
• Corporate Advisory Services
• Mergers and Acquisitions
• Buy Back Assignments
• Share Valuations
• Syndication
• ESOS Certification
• Debenture Trusteeship
• Demat Services- DP Cell
• Issuing & Paying Agent (IPA) for Commercial Paper Issues

ISSUE MANAGEMENT SERVICES :

• Project Appraisal
• Capital structuring
• DRHP/RHP- Compilation of Offer Document.
• Tie Ups (placement)
• Formalities with SEBI / Stock Exchange / ROC etc.,
• Underwriting
• Promotion /Marketing of Issues
• Collecting Banker / Banker to an issue
• Post Issue Management
• Refund Bankers
• Debenture Trusteeship
• Registrar & Transfer Agency (our Subsidiary)
• ASBA-SCSB

ONGOING ASSIGNMENTS:

• On tap Retail Private Placement Bond Issues- Arrangers/ Collecting Bankers
• Valuation of equity shares (FMV)

CONTACT INFORMATION :

For any other information please contact any of the following exclusive officials in the dedicated team of our Merchant Banking Divisions / Capital Market Service Branches:

MERCHANT BANKING SETUP:

CAPITAL MARKET SERVICE BRANCHES:

A S B A [Applications Supported by Blocked Amount] Enabled SCSB

Applications Supported by Blocked Amount [ASBA] is an initiative by SEBI to make the process of Subscription to Capital Issues (Primary) more efficient. Under this system, the application money will remain in the account of the customer, earning interest till the basis of allotment of shares is completed.

We offer this facility to our CASA account holders intending to invest in capital issues. (both public and right issues).

A hold is created in the account of the customer to the extent of value of shares applied for in the primary market and the hold is released after the finalization of Basis of Allotment. The blocked amount is transferred to the issuer company to match the quantum of shares allotted.

The following are the requirement for applying through the ASBA process by the Account holder:

• Account holder / Investor should be from the approved category eligible to apply as per SEBI guidelines.
• Should have a Savings / Current account (CASA) with us.
• Should have a Demat Account with a Depository Participant.
• Should have a Permanent Account Number (PAN).
• Availability of sufficient balance in the account for creating a hold in the account to the extent of application money required/mentioned in the ASBA application.

The following options are available to the ASBA investor:

• A maximum of 5 applications can be submitted from a single account
• ASBA Application can be submitted  at any of our 152 Designated Branches.
• Option available to the investor to revise the bid/delete the bid within the bidding period.
• ASBA facility extended through IMB for our retail IMB clients.

Click http://www.nseindiaipo.com/issueforms/html/index.html to download ASBA application forms.

INVESTMENT OPPORTUNITY IN 54 EC CAPITAL GAINS TAX EXEMPTION BONDS

The Capital Gain Bond Issues of Rural Electrification Corporation of India Ltd (REC Ltd) and National
Highways Authority of India (NHAI) are at present open for subscription.

RURAL ELECTRIFICATION CORPORATION AND NATIONAL HIGHWAYS AUTHORITY OF INDIA
HIGHLIGHTS OF 54EC CAPITAL GAIN ISSUES 2012-13

DETAILS	REC LIMITED	NHAI
Credit Rating	'AAA' Stable by CRISIL, 'CARE AAA' by CARE 'AAA(ind) by Fitch Ratings	"AAA"/Stable by CRISIL, "AAA" (ind) by Fitch Ratings
Face Value	10,000/- per Bond	10,000/- per Bond
Issue Price	10,000/- per Bond	10,000/- per Bond
Issue Opening Date	01.04.2012	03.04.2012
Issue Closing Date	31.03.2013	31.03.2013( or at a Date as may be decided by NHAI at its absolute discretion
Mode of Issue	Private Placement	Private Placement
Minimum Application Size	One Bond of 10,000/-	One Bond of 10,000/-
Maximum Application Size	500 Bonds of 10,000/- each ( 50 Lakhs ) as per conditions laid in the Finance Act, 2007.	500 Bonds of 10,000/- each (50 Lakhs) subject to fulfillment of other conditions as specified in Income Tax Act.
Mode of Subscription	100% on application	100% on application
Cheque / Draft to be drawn in the name of	"RURAL ELECTRIFICATION CORPORATION LTD – 54 EC BONDS''	"NATIONAL HIGHWAYS AUTHORITY OF INDIA "
Deemed Date of Allotment	Last day of each month in which the subscription money is realized and credited to REC account	Last day of each month during which the application amount has been cleared and credited to NHAI's collection account.
Tenor	3 Years from the deemed date of allotment	3 Years from the deemed date of allotment.
Redemption/Maturity	At par, at the end of 3 years from the deemed date of allotment.	Bullet at the time of Maturity i.e., 3 years
Lock in period	3 Years	3 Years
Transfer	Non- Transferable	The Bonds are Non- Transferable, Non negotiable and cannot be offered as a security for any loan or advance.
Trustee	IDBI Trusteeship Services Ltd, Mumbai.	SBICAP Trustee Company Limited.
Registrars	RCMC Share Registry (P) Ltd B-106, Sector-2, NOIDA, U.P.-201301 Ph:0120-4015880 FAX:0120-2444346 E-mail: bonds@rcmcdelhi.com	M/s Beetal Financial & Computer Services (P) Ltd "Beetal House", 3rd Floor, 99, Madangir Behind Local shopping Centre, New Delhi-110062 Phone:011- 29961281-83, Fax:011-29961284 email: beetalrta@gmail.com
Interest Payment	Annual	Annual
Coupon Rate	6.00% Payable annually on 30th June	6.00% payable annually.
Documents to be provided by all Investors	Self attested copy of PAN (in case of Joint application, self attested PAN copy of all applicants) Photo copy of cancelled cheque for NECS facility. Address Proof.	Self attested copy of PAN (In case of Joint application, self attested PAN copy of all applicants) Photo copy of cancelled cheque for NECS / ECS facility. Address Proof.
Other information	The Investors are advised to ascertain with regard to the prevailing terms of Private placement including coupon rate.	The Investors are advised to ascertain with regard to the prevailing terms of Private placement including coupon rate.

WE ARE “ARRANGERS” and “COLLECTING BANKERS “to the above Private placement Bond Issues.

FOR FURTHER INFORMATION / APPLICATION FORMS PLEASE CONTACT CORPORATE MERCHANT BANKING DIVISION, HO /OUR MBDs/CMSBs listed under contact information.

Click here for the List of Collecting Branches for investment in 54EC Capital Gain Issues of Rural Electrification Corporation and National Highways Authority of India 2012-13